METHODOLOGY - ENGLAND

HEART FAILURE PREVALENCE

Localised heart failure prevalence has been calculated by applying the age-specific estimates of heart failure crude prevalence from The Lancet article by Conrad et al. (2018), "Temporal trends and patterns in heart failure incidence: a population-based study of 4 million individuals" to ICS populations.1 For example, if there are 120,000 people aged 65-69 in an ICS, it is assumed that 2.55% of them will have heart failure which equals to 3,060 patients. This is repeated for all age groups and aggregated together at ICS level.

Prevalence is presented at four time periods:

  • 2020 (i.e. current prevalence) using 2014 benchmarks in Conrad et al. (2018) and ONS Mid-2020 Population Estimates for CCGs2
  • 2002 (i.e. historical prevalence) using 2002 benchmarks in Conrad et al. (2018) and ONS Mid-2002 Population Estimates for CCGs3
  • 2025 (i.e. projected prevalence) using 2014 benchmarks in Conrad et al. (2018) and ONS 2018-based Subnational Population Projections4
  • 2030 (i.e. projected prevalence) using 2014 benchmarks in Conrad et al. (2018) and ONS 2018-based Subnational Population Projections4

Localised heart failure incidence has been calculated by applying the age-specific, gender-specific estimates of heart failure crude incidence from Conrad et al. (2018) to ONS Mid-2020 Population Estimates for CCGs using the same methodology as for prevalence.

Prevalence and incidence rates are presented per 1,000 population.

National and regional averages are presented as both mean and median values - these represent the average per organisation within the region/nation. The prevalence rates and change p.a. at regional and national level are based off the mean and median values calculated elsewhere (e.g. the median prevalence rate is the median heart failure population divided by the median total population).

HOSPITAL ADMISSIONS

A count of the number of hospital admissions at ICB level where heart failure has been recorded as either a primary or secondary diagnosis in the admission episode. Heart failure is defined by the following ICD-10 codes:5

I110 - Hypertensive heart disease with (congestive) heart failure

I255 - Ischaemic cardiomyopathy

I420 - Dilated cardiomyopathy

I429 - Cardiomyopathy, unspecified

I500 - Congestive heart failure

I501 - Left ventricular failure

I509 - Heart failure, unspecified

Data is split by diagnosis position, admission method (elective or non-elective), gender and broad age group. Trend data for five years (2019/2020 to 2023/2024) is also presented alongside the percentage change over the five-year period.

National and regional averages are presented as both mean and median values - these represent the average per organisation within the region/nation.

Readmissions have been defined as non-elective admissions to hospital within 28 days of a patient's discharge where heart failure was a primary diagnosis in their initial (i.e. preceding) admission and is recorded in any diagnosis position in their readmission (i.e. the subsequent admission).

Normalised data is presented as admissions per 1,000 heart failure patients - using the 2020 crude prevalence figures presented in "Map Section 1 - Heart Failure Population Data".

COSTS

The data in this section shows the indicative cost of hospital admissions at ICB level where heart failure has been recorded as either a primary or secondary diagnosis in the admission episode. Cost have been calculated using the National Tariff Payment System.6

Data is split by diagnosis position, admission method (elective or non-elective), gender and broad age group.

There is some variation in the total cost figure across the different age groups, genders, and admission methods. This is because the cost figure across gender and age groups is restricted to male and female, whereas the total includes all gender categories that are not specified or not known. This also applies to the total across elective and non-elective admissions.

MORTALITY

Heart failure mortality is represented here by CCG Outcome Indicator "1.21 All-cause mortality – 12 months following a first emergency admission to hospital for heart failure in people aged 16 and over".7

The data in this section shows the number of recorded deaths from any cause in the 12 months following the first attendance with a primary diagnosis of heart failure between April 2018 to March 2021 (inclusive).

This indicator uses indirect standardisation it is not appropriate to make year on year comparisons or to compare CCGs with other CCGs. CCGs should only be compared to the national figure within the same reporting period.

ICS data has been calculated by aggregating CCG level data up to ICB based on hierarchical mapping produced by the Organisation Data Service (ODS). This hierarchy is also validated against the Wilmington Healthcare customer database to ensure accuracy. The Indicator Values at ICB level have been calculated by weighting the CCG Indicator Values based on denominators provided by NHS Digital.

  1. Conrad et al. "Temporal trends and patterns in heart failure incidence: a population-based study of 4 million individuals", The Lancet. 391(10120): 572-580. 2018. Available at: https://www.thelancet.com/journals/lancet/article/PIIS0140-6736(17)32520-5/fulltext
  2. ONS Mid-2020 Population Estimates for Clinical Commissioning Groups (CCGs) in England by Single Year of Age and Sex. Available at: https://www.ons.gov.uk/peoplepopulationandcommunity/populationandmigration/populationestimates/datasets/clinicalcommissioninggroupmidyearpopulationestimates
  3. ONS Mid-2002 to Mid-2010 Population Estimates for Clinical Commissioning Groups (CCGs) in England by Single Year of Age and Sex; based on the results of the 2011 Census. Available at: https://www.ons.gov.uk/peoplepopulationandcommunity/populationandmigration/populationestimates/datasets/clinicalcommissioninggroupmidyearpopulationestimates
  4. ONS 2018-based Subnational Population Projections for Clinical Commissioning Groups in England. Available at: https://www.ons.gov.uk/peoplepopulationandcommunity/populationandmigration/populationprojections/datasets/clinicalcommissioninggroupsinenglandtable3
  5. NHS Digital. ICD-10 codes. 2010.
  6. NHS England. National Tariff Payment System. 2023. Available at: https://www.england.nhs.uk/pay-syst/national-tariff/
  7. NHS Digital, CCG Outcomes Indicator Set. 2020. Available at: https://digital.nhs.uk/data-and-information/publications/statistical/ccg-outcomes-indicator-set/march-2020/domain-1-preventing-people-from-dying-prematurely-ccg/1-21-all-cause-mortality-12-months-following-a-first-emergency-admission-to-hospital-for-heart-failure-in-people-aged-16-and-over

METHODOLOGY - SCOTLAND

HEART FAILURE PREVALENCE

Localised heart failure prevalence has been calculated by applying age-specific estimates of heart failure crude prevalence from The Lancet article by Conrad et al. (2018), “Temporal trends and patterns in heart failure incidence: a population- based study of 4 million individuals” to Health Board and national populations from the Mid-2021 Population Estimates Scotland published by NRS.1,2

For example, if there are 120,000 people aged 65-69 in a Health Board, it is assumed that 2.55% of them will have heart failure which equals to 3,060 patients. This is repeated for all age groups and aggregated together at Health Board and national level.

Heart failure prevalence is presented at three time points:

  • 2002 (i.e. historical prevalence) using 2002 benchmarks in Conrad et al. (2018) and mid-2002 population estimates as published in NRS Mid-2021 Population Estimates Scotland: Time Series Data3
  • 2021 (i.e. current prevalence) using 2014 benchmarks in Conrad et al. (2018) and NRS Mid-2021 Population Estimates Scotland2
  • 2030 (i.e. projected prevalence) using 2014 benchmarks in Conrad et al. (2018) and mid-2030 population projections as published in NRS 2018-based Principal Population Projections for 2018-20434

National average prevalence figures are presented - these represent the average per organisation within Scotland.

HOSPITAL ADMISSIONS

Hospital activity data has been taken from Public Health Scotland’s ‘Scottish heart disease statistics’ to the year ending 31st March 2022. It includes heart failure inpatient and daycase discharges, defined using the following ICD-10 code:

  • 150 - Heart Failure

Data is split by diagnosis position, admission method (emergency or elective), gender, broad age group, and covers the period from 2017-22. Elective admissions include:

  • Routine Admission
  • Routine elective (i.e. from waiting list as planned, excludes planned transfers)
  • Patient admitted on day of decision to admit, or following day, not for medical reasons, but because suitable resources are available
  • Routine Admission, type not known

Transfers include:

  • Planned transfers

Emergency admissions include:

  • Urgent Admission, no additional detail added
  • Patient delay (for domestic, legal or other practical reasons)
  • Hospital delay (for administrative or clinical reasons e.g. arranging appropriate facilities, for test to be carried out, specialist equipment, etc.)
  • Emergency Admission, no additional detail added
  • Patient Injury - Self Inflicted (Injury or Poisoning)
  • Patient Injury - Road Traffic Accident (RTA)
  • Patient Injury - Home Incident (including Assault or Accidental Poisoning in the home)
  • Patient Injury - Incident at Work (including Assault or Accidental Poisoning at work)
  • Patient Injury - Other Injury (inc. Accidental Poisoning other than in the home) - not elsewhere classified
  • Patient Non-Injury (e.g. stroke, MI, Ruptured Appendix)
  • Other Emergency Admission (including emergency transfers)
  • Emergency Admission, type not known

Planned transfer episodes for heart failure (SMRO1) are generated under the following circumstances:

  • Inpatients and day cases change specialty in the same hospital (with or without a change of consultant)
  • Inpatients move into and/or out of another valid significant facility
  • Inpatients return to hospital having been temporality absent from the ward by arrangement (on pass) such as after being allowed to go home temporarily or after being transferred to another hospital

The age-sex standardised discharge rate takes account of the changes in age structure of the population being analysed.

The age-sex standardised rates were calculated using the direct method, standardised to the 2013 European Standard Population (ESP2013).

The hospital activity data that is collected by Public Health Scotland is episode rather than patient based. As a result, there may be instances where the same patient is counted twice such as an individual who is initially categorised as an emergency admission but is then transferred to a heart failure specialist. A full definition of the circumstances under which a planned transfer episode is generated can be found in the supporting methodology tab.

MORTALITY

Heart Failure Mortality data is taken from Public Health Scotland’s ‘Scottish heart disease statistics’ to the year ending 31st March 2022. The number of deaths is based on the date of registration and main cause of death, defined using the following ICD-10 code:

  • I50 – Heart Failure

Data is split by gender, broad age groups and covers the period from 2017-2021.

The age-sex standardised mortality rate takes account of the changes in age structure of the population being analysed.

The age-sex standardised rates were calculated using the direct method, standardised to the 2013 European Standard Population (ESP2013).

INCIDENCE

Heart failure incidence data is taken from Public Health Scotland’s ‘Scottish heart disease statistics to the year ending 31st March 2022. The incidence number includes new hospital cases and deaths. It is screened back to exclude those with no similar previous admissions within 10 years, defined using the following ICD-10 code:

  • I50 – Heart Failure

Data is split by gender and broad age groups and covers the period from 2017-2022.

The age-sex standardised incidence rate takes account of the changes in age structure of the population being analysed.

The age-sex standardised rates were calculated using the direct method, standardised to the 2013 European Standard Population (ESP2013).

  1. Conrad et al. (2018), “Temporal trends and patterns in heart failure incidence: a population-based study of 4 million individuals”, The Lancet, Volume 391, Issue 10120: 572-580
  2. National Records of Scotland. Mid-2021 Population Estimates Scotland. July 2022.
  3. National Records Scotland. Mid-2021 Population Estimates Scotland: Time Series Data. July 2022. Available at: https://www.nrscotland.gov.uk/statistics-and-data/statistics/statistics-by-theme/population/ population-estimates/mid-year-population-estimates/population-estimates-time-series-data
  4. National Records of Scotland. 2018-based Principal Population Projections for 2018-2043. March 2020. Available at: https://www.nrscotland.gov.uk/statistics-and-data/statistics/statistics-by-theme/popula- tion/population-projections/sub-national-population-projections/2018-based
  5. Public Health Scotland. Scottish heart disease statistics : Hospital activity. January 2023. Available at: https://publichealthscotland.scot/publications/scottish-heart-disease-statistics/scottish-heart-disease- statistics-year-ending-31-march-2021/#:~:text=In%202020%2F21%2C%2093%25,over%20the%20ten%2Dyear%20period.
  6. Public Health Scotland. Scottish heart disease statistics : Mortality. January 2023. Available at: https://publichealthscotland.scot/publications/scottish-heart-disease-statistics/scottish-heart-disease-statistics-year-ending-31-march-2021/#:~:text=In%202020%2F21%2C%2093%25,over%20the%20ten%2Dyear%20period
  7. Public Health Scotland. Scottish heart disease statistics : Incidence . January 2023. Available at: https://publichealthscotland.scot/publications/scottish-heart-disease-statistics/scottish-heart-disease-statis-tics-year-ending-31-march-2021/#:~:text=In%202020%2F21%2C%2093%25,over%20the%20ten%2Dyear%20period

MAP LIMITATIONS

It is important to note that this map presents a mixture of ‘actual’ and ‘estimated’ heart failure data, as well as data drawn from different time periods. Further information on the data included within each individual map section is set out in the supporting methodologies above.

'Actual' data

The following data presented in the map are based on actual recorded data:

  • Population data (published by the Office for National Statistics and the National Records of Scotland)
  • Hospital admission data (published by NHS Digital and Public Health Scotland)
  • Mortality data (published by NHS Digital and Public Health Scotland)
  • Incidence data (Published by Public Health Scotland)

'Estimated' data

Local heart failure prevalence data included in the map are estimates which are based on the heart failure crude prevalence figures established from Conrad et al. (2018)1 ,which are given at age group level. These estimates have been applied to local Integrated Care System (ICS) and Health Board populations based on their age structures.

Indicative heart failure-related costs included within the map have been calculated using the National Tariff Payment System 2020/21 and are based on the Healthcare Resource Group (HRG) code, admission method and length of stay of each recorded hospital admission.

Map data time periods

Datasets included within the map are based on the following time points:

  • Crude prevalence estimates from Conrad et al. (2018)1 are based on 2014 populations
  • Hospital admission data are taken from HES 2020/21 and PHS 2021/22
  • Mortality data from NHS Digital covers the entire period April 2016 to March 20202020, whilst mortality data from Public Health Scotland covers the period from April 2017 to March 2021
  • Incidence data are taken from PHS 2021/22